Risk Management

Risk Manager

Bengaluru
Work Type: Full Time

Zerodha Fund House

Enabling the Next Generation of Indian Investors


At Zerodha Fund House, we are redefining the mutual funds landscape to create simple, transparent, and cost-effective investment solutions for millions of Indians. Built by the pioneers behind Zerodha Broking Ltd and Case Platforms Ltd, we are on a mission to empower the next 10 crore investors in India to participate in and grow the capital markets.


We are expanding our team and seeking passionate, analytical, and detail-oriented individuals to join us.

 

Responsibilities

  • Implement and govern the Risk Management Framework (RMF) across the Asset Management Company (AMC) and Mutual Fund Schemes.

  • Monitor and ensure adherence to the RMF and compliance with SEBI regulations.

  • Assist the CRO in formulating and implementing risk monitoring and reporting processes to the CEO, RMC, Board, and the Trustees.

  • Formulate / govern the Enterprise Risk Management and Operational Risk Management principles

  • Oversee / assist the CRO to monitor the Investment Risk, Credit Risk and Portfolio Monitoring aspects of the schemes of the Mutual Fund

  • Collect and analyze operational risk data, monitor losses, and develop risk mitigation strategies with the functional heads

  • Review and update risk-related policies, ensuring alignment with the risk appetite and metrics defined by the CEO and the Board from time to time.

  • Assist in building operational risk registers, fraud risk registers, and response plans.

  • Measure and review AMC and scheme-specific risks, including RCSA.

  • Assess key risks associated with third-party service providers and evaluate cyber-risk policies.

  • Conduct stress testing for investment, credit, and liquidity risks.

  • Report existing and emerging risks to the Board Risk Management Committee.

  • Assist the CRO in conducting Risk Management Committee meetings and reporting monthly outcomes of Risk Management to the CEO and management.

  • Assist the CRO for internal and external committee meetings

  • Partner with stakeholders to develop and implement risk management best practices.


Qualifications Required

  • 5-10 years of experience in a similar work set up

  • Strong understanding of SEBI regulations and risk management principles within the Financial Services Industry (eg. Asset Management, Insurance, Fintechs, NBFCs etc.)

  • Experience in implementing and managing risk management frameworks.

  • Ability to collect, analyze, and interpret risk data to develop effective mitigation strategies.

  • Strong analytical and problem-solving skills.

  • Excellent communication and reporting skills.

  • Ability to collaborate effectively with various stakeholders.

  • Knowledge of investment, credit, and liquidity risk assessment.

  • Proficiency in conducting stress tests and analyzing results.

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